-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MyiBWu8fcSutRQnDNi1QR+2ZD6zta6gRO3M9CVGlOKlRFJzx2CNnDNT/n2BiSyU9 qX1oksReKUWAotb0HSmIdw== 0001193125-10-175215.txt : 20100803 0001193125-10-175215.hdr.sgml : 20100803 20100803155528 ACCESSION NUMBER: 0001193125-10-175215 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100803 DATE AS OF CHANGE: 20100803 GROUP MEMBERS: LANCE W. HELFERT GROUP MEMBERS: PAUL J. ORFALEA GROUP MEMBERS: R. ATTICUS LOWE GROUP MEMBERS: WEST COAST OPPORTUNITY FUND, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SONDE RESOURCES CORP. CENTRAL INDEX KEY: 0001177470 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: A0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79628 FILM NUMBER: 10987557 BUSINESS ADDRESS: STREET 1: SUITE 3200, 500 - 4TH AVENUE S.W. CITY: CALGARY ALBERTA CANADA STATE: A0 ZIP: T2P2V6 BUSINESS PHONE: 403-294-1411 MAIL ADDRESS: STREET 1: SUITE 3200, 500 - 4TH AVENUE S.W. CITY: CALGARY ALBERTA CANADA STATE: A0 ZIP: T2P2V6 FORMER COMPANY: FORMER CONFORMED NAME: CANADIAN SUPERIOR ENERGY INC DATE OF NAME CHANGE: 20020716 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEST COAST ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001276537 IRS NUMBER: 770559124 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1205 COAST VILLAGE ROAD CITY: MONTECITO STATE: CA ZIP: 93108 BUSINESS PHONE: 8056535333 MAIL ADDRESS: STREET 1: 1205 COAST VILLAGE ROAD CITY: MONTECITO STATE: CA ZIP: 93108 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 6 Schedule 13G Amendment No. 6

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 6)*

 

 

    Sonde Resources Corp.    

(Name of Issuer)

 

 

    Common Stock, no par value    

(Title of Class of Securities)

    835426107    

(CUSIP Number)

    June 3, 2010    

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

Page 1 of 9


CUSIP No. 835426107

 

    
  1.   

Names of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only)

 

    West Coast Asset Management, Inc.

    
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)   ¨

 

    
  3.  

SEC Use Only

 

    
  4.  

Citizenship or Place of Organization

 

    California

    

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5.    

SOLE VOTING POWER

 

    0

    
   6.   

SHARED VOTING POWER

 

    1,656,256

    
   7.   

SOLE DISPOSITIVE POWER

 

    0

    
   8.   

SHARED DISPOSITIVE POWER

 

    1,656,256

    

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    1,656,256

    

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

   ¨

11.

 

Percent of Class Represented by Amount in Row (9)

 

    2.6%

    

12.

 

Type of Reporting Person (See Instructions)

 

    CO, IA

    

 

Page 2 of 9


CUSIP No. 835426107

 

    
  1.   

Names of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only)

 

    West Coast Opportunity Fund, LLC

    
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)   ¨

 

    
  3.  

SEC Use Only

 

    
  4.  

Citizenship or Place of Organization

 

    Delaware

    

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5.    

SOLE VOTING POWER

 

    0

    
   6.   

SHARED VOTING POWER

 

    500,000

    
   7.   

SOLE DISPOSITIVE POWER

 

    0

    
   8.   

SHARED DISPOSITIVE POWER

 

    500,000

    

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    500,000

    

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

   ¨

11.

 

Percent of Class Represented by Amount in Row (9)

 

    0.8%

    

12.

 

Type of Reporting Person (See Instructions)

 

    OO

    

 

Page 3 of 9


CUSIP No. 835426107

 

    
  1.   

Names of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only)

 

    R. Atticus Lowe

    
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)   ¨

 

    
  3.  

SEC Use Only

 

    
  4.  

Citizenship or Place of Organization

 

    United States

    

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5.    

SOLE VOTING POWER

 

    0

    
   6.   

SHARED VOTING POWER

 

    1,656,256

    
   7.   

SOLE DISPOSITIVE POWER

 

    0

    
   8.   

SHARED DISPOSITIVE POWER

 

    1,656,256

    

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    1,656,256

    

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

   ¨

11.

 

Percent of Class Represented by Amount in Row (9)

 

    2.6%

    

12.

 

Type of Reporting Person (See Instructions)

 

    IN, HC

    

 

Page 4 of 9


CUSIP No. 835426107

 

    
  1.   

Names of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only)

 

    Lance W. Helfert

    
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)   ¨

 

    
  3.  

SEC Use Only

 

    
  4.  

Citizenship or Place of Organization

 

    United States

    

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5.    

SOLE VOTING POWER

 

    1,000

    
   6.   

SHARED VOTING POWER

 

    1,657,256

    
   7.   

SOLE DISPOSITIVE POWER

 

    1,000

    
   8.   

SHARED DISPOSITIVE POWER

 

    1,657,256

    

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    1,657,256

    

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

   ¨

11.

 

Percent of Class Represented by Amount in Row (9)

 

    2.6%

    

12.

 

Type of Reporting Person (See Instructions)

 

    IN, HC

    

 

Page 5 of 9


CUSIP No. 835426107

 

    
  1.   

Names of Reporting Persons

I.R.S. Identification Nos. of above persons (entities only)

 

    Paul J. Orfalea

    
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)   ¨

 

    
  3.  

SEC Use Only

 

    
  4.  

Citizenship or Place of Organization

 

    United States

    

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5.    

SOLE VOTING POWER

 

    357

    
   6.   

SHARED VOTING POWER

 

    1,656,613

    
   7.   

SOLE DISPOSITIVE POWER

 

    357

    
   8.   

SHARED DISPOSITIVE POWER

 

    1,656,613

    

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    1,656,613

    

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

   ¨

11.

 

Percent of Class Represented by Amount in Row (9)

 

    2.6%

    

12.

 

Type of Reporting Person (See Instructions)

 

    IN, HC

    

 

Page 6 of 9


Item 1.

 

(a) The name of the issuer is Sonde Resources Corp. Inc. (the “Issuer”).

 

(b)

The principal executive offices of the Issuer are located at Suite 3200, 500 – 4th Avenue SW, Calgary, Alberta, Canada, T2P 2V6.

 

Item 2.

 

(a) This Statement is being filed by (i) West Coast Opportunity Fund, LLC, a Delaware limited liability company (the “Fund”), (ii) West Coast Asset Management, Inc., a California corporation (the “Managing Member”), which serves as the managing member of the Fund, (iii) R. Atticus Lowe, a United States Citizen (“Lowe”); (iv) Lance W. Helfert, a United States Citizen (“Helfert”); and (v) Paul J. Orfalea, a United States Citizen (“Orfalea”, and together with Lowe and Helfert, the “Principals”, and all of the foregoing, collectively, the “Filers”). The Managing Member provides investment management services to the Fund (a private investment vehicle) and separately managed accounts, some of which are affiliated with the Filers (such accounts, the “Accounts”). The Fund and the Accounts directly own all of the shares reported in this Statement (other than the 1,000 shares owned directly by Helfert and the 357 shares owned directly by Orfalea). The Principals and the Managing Member may be deemed to share with the Fund and the Accounts (and not with any third party) voting and/or dispositive power with respect to such shares. Each Filer disclaims beneficial ownership with respect to any shares other than those owned directly by such Filer.

 

(b) The principal business office of the Filers is 1205 Coast Village Road, Montecito, California 93108.

 

(c) For citizenship information see Item 4 of the cover page of each Filer.

 

(d) This Statement relates to the Common Stock, no par value, of the Issuer (the “Common Stock”).

 

(e) The CUSIP Number of the Common Stock is listed on the cover pages hereto.

 

Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)    ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b)    ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)    ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)    ¨    An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);
(f)    ¨    An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F);
(g)    ¨    A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G);
(h)    ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)    ¨    Group, in accordance with 240.13d-1(b)(1)(ii)(J).

 

Page 7 of 9


Item 4. Ownership.

See Items 5-9 and 11 on the cover page for each Filer, and Item 2, which information is given as of May 25, 2010 and is based on 62.3 million shares of post-consolidation Common Stock outstanding as of June 3, 2010, as reported in the Issuer’s Registration Statement on Form F-3/A filed on May 25, 2010.

 

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: X

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not applicable.

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certification.

 

(a) Not applicable.

 

(b) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Page 8 of 9


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: August 3, 2010

 

WEST COAST OPPORTUNITY FUND, LLC
WEST COAST ASSET MANAGEMENT, INC.
R. ATTICUS LOWE
LANCE W. HELFERT
PAUL J. ORFALEA
By:  

/S/    DIANA PEREIRA        

Name:   Diana Pereira
Title:  

Chief Compliance Officer of the Managing Member

(for itself and as Managing Member of the Fund) and Attorney-in-fact for each of the Principals

 

Page 9 of 9

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